SCIX


Scientific Beta Asia ex-Japan ETF

Fund Summary

The Global X Scientific Beta Asia ex-Japan ETF (SCIX) seeks to outperform cap weighted indexes with similar volatility through a multi-factor investment strategy rooted in academic research.

Fund Objective

The Global X Scientific Beta Asia ex-Japan ETF (SCIX) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Scientific Beta Developed Asia-Pacific ex-Japan Multi-Beta Multi-Strategy Four-Factor Equal Risk Contribution (ERC) Index.

Why SCIX?

Outperformance Potential

SCIX seeks to outperform market capitalization weighted indexes by accessing factors that have historically earned outsized returns.

Rooted in Academic Research

The methodology behind Scientific Beta was developed by the EDHEC Risk-Institute in France, a leading academic instution for applied research in finance.

Reduce Costs

SCIX offers a low fee structure due to its passive nature, and therefore can be used to potentially reduce the costs of a portfolio consisting of more expensive actively managed strategies.

Fund Details As of 11/16/18

Ticker SCIX
Primary Exchange NYSE Arca
CUSIP 37954Y400
ISIN US37954Y4008
Bloomberg Index Ticker SBAXRHMN
Net Assets $3,582,769
Management Fee 0.38%
Annual Fund Operating Expense 0.38%
Inception Date 5/12/15
Shares Outstanding 150,000
30-Day SEC Yield 5.19%
Distribution Frequency Annually
Distribution Calendar

Fund Prices

As of 11/16/18
NAV Price
Net Asset Value $23.89 Closing Price $23.94
Daily Change $0.14 0.59% Daily Change $0.11 0.46%

Performance History

Cumulative %

Data as of month end (10/31/18)

Fund NAV Closing Price Index
1 Month -7.64% -7.28% -7.63%
3 Months -9.61% -10.26% -9.57%
6 Months -10.10% -10.15% -10.01%
Since Inception 5.08% 4.88% 4.72%

Avg Annualized %

Data as of month end (10/31/18)

Fund NAV Closing Price Index
1 Year -5.78% -6.57% -5.51%
3 Years 6.54% 6.39% 6.82%
5 Years -- -- --
Since Inception 1.44% 1.38% 1.34%

Avg Annualized %

Data as of quarter end (9/30/18)

Fund NAV Closing Price Index
1 Year 4.24% 2.58% 4.56%
3 Years 11.77% 11.34% 12.09%
5 Years -- -- --
Since Inception 3.89% 3.71% 3.77%

Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized Return is the average return gained or lost by an investment each year over a given time period.

The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted.

Fund Characteristics As of 11/15/18

Return on Equity 8.00%
Average Market Cap $13,929.00 M
2017 2018
Price-to-earnings 15.65 15.06
Price-to-book value 1.23 1.19

Source: AltaVista Research, LLC

Fund Risk Stats As of 11/15/18

Versus Beta
S&P 500 0.82
MSCI EAFE 0.80
MSCI Emg. Mkts 0.65
Standard Deviation 11.30%

Source: AltaVista Research, LLC

Top 10 Holdings

As of 11/16/18
Net Assets % Name Market Price ($) Shares Held Market Value ($)
2.08 INCITEC PIVOT LTD 2.88 25,902 74,626.97
2.04 SWIRE PROPERTIES LTD 3.70 19,704 72,974.05
1.93 HONG KONG & CHINA GAS 1.94 35,586 68,986.96
1.90 CONTACT ENERGY LTD 4.01 16,923 67,888.82
1.82 CAPITALAND MALL TRUST 1.59 41,133 65,319.01
1.80 CLP HOLDINGS LTD 11.28 5,723 64,572.31
1.69 POWER ASSETS HOLDINGS LTD 6.84 8,834 60,413.35
1.63 WILMAR INTERNATIONAL LTD 2.37 24,633 58,316.76
1.56 NWS HOLDINGS LTD 2.07 26,997 55,990.92
1.56 HYSAN DEVELOPMENT CO 4.88 11,425 55,808.93
Holdings are subject to change.

Investing involves risk, including the possible loss of principal. International investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principles or from economic or political instability in other nations.

Shares of ETFs are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. Global X NAVs are calculated using prices as of 4:00 PM Eastern Time. The closing price is the Mid-Point between the Bid and Ask price as of the close of exchange. Closing price returns do not represent the returns you would receive if you traded shares at other times. Indices are unmanaged and do not include the effect of fees, expenses or sales charges. One cannot invest directly in an index.

Carefully consider the Fund’s investment objectives, risks, and charges and expenses before investing. This and other information can be found in the Fund’s summary or full prospectuses. Please read the prospectus carefully before investing.

Global X Management Company LLC serves as an advisor to Global X Funds. The Funds are distributed by SEI Investments Distribution Co. (SIDCO), which is not affiliated with Global X Management Company LLC. Global X Funds are not sponsored, endorsed, issued, sold or promoted by ERI Scientific Beta, nor does ERI Scientific Beta make any representations regarding the advisability of investing in the Global X Funds. Neither SIDCO nor Global X is affiliated with ERI Scientific Beta.