SCIU


Scientific Beta U.S. ETF

Fund Summary

The Global X Scientific Beta U.S. ETF (SCIU) seeks to outperform cap weighted indexes with similar volatility through a multi-factor investment strategy rooted in academic research.

Fund Objective

The Global X Scientific Beta U.S. ETF (SCIU) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Scientific Beta United States Multi-Beta-Strategy Equal Risk Contribution Index. 

Why SCIU?

Outperformance Potential

SCIU seeks to outperform market capitalization weighted indexes by accessing factors that have historically earned outsized returns.

Rooted in Academic Research

The methodology behind Scientific Beta was developed by the EDHEC Risk-Institute in France, a leading academic institution for applied research in finance.

Reduce Costs

SCIU offers a low fee structure due to its passive nature, and therefore can be used to potentially reduce the costs of a portfolio consisting of more expensive actively managed strategies.

Fund Details As of 1/20/17

Ticker SCIU
Primary Exchange NYSE Arca
CUSIP 37954Y103
ISIN US37954Y1038
Net Assets $76,002,538.19
Management Fee 0.35%
Total Annual Fund Operating Expense 0.35%
Fee Waiver* -0.16%
Annual Fund Operating Expense 0.19%
Inception Date 5/12/15
Shares Outstanding 2,850,000
30-Day SEC Yield 1.95%
Distribution Frequency Annually
Distribution Calendar

*Pursuant to an Expense Limitation Agreement, the Adviser has contractually agreed to reimburse or waive fees and/or limit Fund expenses to the extent necessary to assure that the operating expenses of the Fund will not exceed 0.19% of the Fund's average daily net assets per year until at least March 1, 2017. Total Annual Fund Operating Expenses apply after Fee Waiver and/or Expense Reimbursement

Fund Prices

As of 1/20/17
NAV Price
Net Asset Value $26.67 Closing Price $26.75
Daily Change $0.09 0.35% Daily Change $0.10 0.38%

Performance History

Cumulative %

Data as of month end (12/31/16)

Fund NAV Closing Price Index
1 Month 1.69% 1.84% 1.71%
3 Months 2.71% 2.93% 2.77%
6 Months 4.56% 4.79% 4.64%
Since Inception 8.39% 8.76% 8.92%

Avg Annualized %

Data as of month end (12/31/16)

Fund NAV Closing Price Index
1 Year 10.77% 11.19% 11.00%
3 Years -- -- --
5 Years -- -- --
Since Inception 5.05% 5.27% 5.34%

Avg Annualized %

Data as of quarter end (12/31/16)

Fund NAV Closing Price Index
1 Year 10.77% 11.19% 11.00%
3 Years -- -- --
5 Years -- -- --
Since Inception 5.05% 5.27% 5.34%

Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized Return is the average return gained or lost by an investment each year over a given time period.

The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted.

Fund Characteristics As of 1/19/17

Return on Equity 11.90%
Average Market Cap $38,617.00 M
2015 2016
Price-to-earnings 20.22 20.25
Price-to-book value 2.51 2.33

Source: AltaVista Research, LLC

Fund Risk Stats As of 1/19/17

Versus Beta
S&P 500 0.90
MSCI EAFE 0.65
MSCI Emg. Mkts 0.42
Standard Deviation 11.50%

Source: AltaVista Research, LLC

Top 10 Holdings

As of 1/20/17
Net Assets % Name Market Price ($) Shares Held Market Value ($)
0.91 NEWMONT MINING CORP 35.04 19,654 688,676.16
0.86 ANNALY CAPITAL MANAGEMENT 10.16 64,121 651,469.36
0.82 ARCH CAPITAL GROUP LTD 87.49 7,134 624,153.66
0.69 BUNGE LTD 67.96 7,697 523,088.12
0.68 CME GROUP INC 116.66 4,420 515,637.20
0.67 AMERICAN WATER WORKS CO I 71.93 7,118 511,997.74
0.65 COMERICA INC 66.96 7,428 497,378.88
0.65 REALTY INCOME CORP 59.69 8,296 495,188.24
0.63 DUKE ENERGY CORP 77.33 6,145 475,192.85
0.62 QUEST DIAGNOSTICS INC 91.00 5,180 471,380.00
Holdings are subject to change.

Carefully consider the Funds’ investment objectives, risk factors, charges and expenses before investing. This and additional information can be found in the Funds’ summary or full prospectus, which may be obtained by calling 1-888-GX-FUND-1 (1.888.493.8631), or by visiting www.globalxfunds.com. Read the prospectus carefully before investing.

Investing involves risk, including the possible loss of principal. In addition to the normal risks associated with investing, international investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principles or from economic or political instability in other nations. The Fund is non-diversified.

Shares are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. Global X NAVs are calculated using prices as of 4:00 PM Eastern Time. The closing price is the Mid-Point between the Bid and Ask price as of the close of exchange.

EDHEC Risk Institute Asia Ltd. Indexes have been licensed for use by Global X Management Company, LLC. Global X Funds are not sponsored, endorsed, issued, sold, or promoted by EDHEC Risk Institute Asia Ltd. nor does this company make any representations regarding the advisability of investing in the Global X Funds.

Global X Management Company, LLC serves as an advisor to the Global X Funds. The Funds are distributed by SEI Investments Distribution Co., which is not affiliated with Global X Management Company, LLC.