CATH


S&P 500® Catholic Values ETF

Fund Summary

The Global X S&P 500® Catholic Values ETF (CATH) provides exposure to the companies within the S&P 500® whose business practices adhere to the Socially Responsible Investment Guidelines as outlined by the United States Conference of Catholic Bishops (USCCB) and excludes those that do not.

Fund Objective

The Global X S&P 500® Catholic Values ETF seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of the S&P 500® Catholic Values Index.

Why CATH?

Invest in Values

CATH excludes companies involved in activities perceived to be inconsistent with Catholic values as set out by the U.S. Conference of Catholic Bishops, including screens for weaponry and child labor.

Minimize Tracking Error

By providing exposure only to companies engaged in activities consistent with Catholic beliefs (through the S&P 500® Catholic Values Index), CATH seeks to minimize tracking error by matching the sector weightings of the broader S&P 500®.

ETF Efficiency

CATH allows investors to buy and sell a broad basket of U.S. equities that conform with Catholic guidelines, with the tax efficiency of an ETF.

Fund Details As of 10/18/17

Ticker CATH
Primary Exchange NASDAQ
CUSIP 37954Y889
ISIN US37954Y8892
Net Assets $113,796,292.00
Management Fee 0.39%
Total Annual Operating Expense 0.39%
Fee Waiver* -0.10%
Annual Fund Operating Expense 0.29%
Inception Date 4/18/16
Shares Outstanding 3,600,000
30-Day SEC Yield 1.53%
Unsubsidized 30-Day SEC Yield 1.43%
Distribution Frequency Annually
Distribution Calendar

*Fee waivers are contractual and in effect until at least March 1, 2018

Fund Prices

As of 10/18/17
NAV Price
Net Asset Value $31.61 Closing Price $31.65
Daily Change $0.04 0.14% Daily Change $0.08 0.24%

Performance History

Cumulative %

Data as of month end (9/30/17)

Fund NAV Closing Price Index
1 Month 2.17% 2.20% 2.18%
3 Months 4.44% 4.29% 4.51%
6 Months 8.10% 8.21% 8.23%
Since Inception 24.24% 24.28% 24.78%

Avg Annualized %

Data as of month end (9/30/17)

Fund NAV Closing Price Index
1 Year 18.89% 18.75% 19.23%
3 Years -- -- --
5 Years -- -- --
Since Inception 16.15% 16.17% 16.47%

Avg Annualized %

Data as of quarter end (9/30/17)

Fund NAV Closing Price Index
1 Year 18.89% 18.75% 19.23%
3 Years -- -- --
5 Years -- -- --
Since Inception 16.15% 16.17% 16.47%

Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized Return is the average return gained or lost by an investment each year over a given time period.

The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted.

Fund Characteristics As of 10/18/17

Return on Equity 17.10%
Average Market Cap $46,447.00 M
2016 2017
Price-to-earnings 21.64 19.70
Price-to-book value 3.59 3.18

Source: AltaVista Research, LLC

Fund Risk Stats As of 10/18/17

Versus Beta
S&P 500 1.02
MSCI EAFE 0.28
MSCI Emg. Mkts -0.04
Standard Deviation 5.60%

Source: AltaVista Research, LLC

Top 10 Holdings

As of 10/18/17
Net Assets % Name Market Price ($) Shares Held Market Value ($)
3.81 APPLE INC 159.76 27,155 4,338,282.80
2.77 MICROSOFT CORP 77.61 40,549 3,147,007.89
1.93 FACEBOOK INC-A 176.03 12,458 2,192,981.74
1.84 AMAZON.COM INC 997.00 2,096 2,089,712.00
1.65 BERKSHIRE HATHAWAY INC-CL 187.85 10,012 1,880,754.20
1.59 EXXON MOBIL CORP 82.76 21,893 1,811,864.68
1.58 JPMORGAN CHASE & CO 97.99 18,344 1,797,528.56
1.45 ABBVIE INC 96.04 17,178 1,649,775.12
1.38 ALPHABET INC-CL C 992.81 1,586 1,574,596.66
1.38 ALPHABET INC-CL A 1,012.74 1,552 1,571,772.48
Holdings are subject to change.

Shares are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. Global X NAVs are calculated using prices as of 4:00 PM Eastern Time. The closing price is the Mid-Point between the Bid and Ask price as of the close of exchange. Indices are unmanaged and do not include the effect of fees, expenses or sales charges. One cannot invest directly in an index.

Carefully consider the Fund’s investment objectives, risk factors, charges and expenses before investing. This and additional information can be found in the Fund’s full or summary prospectus, which may be obtained by calling 1-888-GX-FUND-1 (1.888.493.8631), or by visiting globalxfunds.com. Read the prospectus carefully before investing.

“S&P 500” is a service mark of S&P and has been licensed for use for certain purposes by Global X Management Company, LLC. Global X Funds are not sponsored, endorsed, issued, sold, or promoted by S&P nor does this company make any representations regarding the advisability of investing in the Global X Funds.

The Funds are distributed by SEI Investments Distribution Co., which is not affiliated with Global X Management Company, LLC.

The Fund is not authorized or sponsored by the Roman Catholic Church and the United States Conference of Catholic Bishops has not endorsed Global X, its investment management activities and/or the Fund.

Investing involves risk including possible loss of principal. The Funds’ consideration of the Guidelines in its investment process may result in choices not to purchase, or sell, otherwise profitable investments in companies that have been identified as being in conflict with the Guidelines. This means that the Fund may underperform other similar funds that do not consider the Guidelines when making investment decisions.