ACTX


Guru Activist Index ETF

Fund Summary

The Global X Guru Activist Index ETF (ACTX) seeks to generate alpha over broad market indexes by investing in 50 of the top equity holdings of major activist investors in the United States.

Fund Objective

The Global X Guru Activist Index ETF seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Solactive Guru Activist Index.

Why ACTX?

Access Ideas

ACTX follows the investments of some of the largest and best known activists in the world, by utilizing publicly available information contained in 13F and 13D filings.

Alpha Potential

By investing alongside activists, ACTX seeks to benefit from their campaigns to unlock shareholder value and generate excess returns over US equity benchmarks such as the S&P 500.

Cost Efficiency

Traditionally, investing with an activist requires paying an ongoing 2% management fee and 20% of profits. ACTX has an expense ratio of 0.75%, potentially allowing for greater cost efficiency, while providing access to activist ideas.

Fund Details As of 3/29/17

Ticker ACTX
Primary Exchange NASDAQ
CUSIP 37954Y608
ISIN US37954Y6086
Net Assets $1,464,682.61
Management Fee 0.75%
Annual Fund Operating Expense 0.75%
Inception Date 4/28/15
Shares Outstanding 100,000
30-Day SEC Yield 0.81%
Distribution Frequency Annually
Distribution Calendar

Fund Prices

As of 3/29/17
NAV Price
Net Asset Value $14.65 Closing Price $14.66
Daily Change $0.08 0.58% Daily Change $0.09 0.58%

Performance History

Cumulative %

Data as of month end (2/28/17)

Fund NAV Closing Price Index
1 Month 1.79% 1.79% 1.83%
3 Months 5.99% 5.92% 6.10%
6 Months 8.93% 8.93% 9.11%
Since Inception -0.02% -0.02% 0.57%

Avg Annualized %

Data as of month end (2/28/17)

Fund NAV Closing Price Index
1 Year 24.48% 24.59% 24.89%
3 Years -- -- --
5 Years -- -- --
Since Inception -0.01% -0.01% 0.31%

Avg Annualized %

Data as of quarter end (12/31/16)

Fund NAV Closing Price Index
1 Year 11.71% 12.05% 12.08%
3 Years -- -- --
5 Years -- -- --
Since Inception -2.54% -2.50% -2.23%

Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized Return is the average return gained or lost by an investment each year over a given time period.

The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor's shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted.

Fund Characteristics As of 3/29/17

Return on Equity 11.80%
Average Market Cap $87,919.00 M
2016 2017
Price-to-earnings 21.65 18.25
Price-to-book value 2.24 2.06

Source: AltaVista Research, LLC

Fund Risk Stats As of 3/29/17

Versus Beta
S&P 500 1.38
MSCI EAFE 1.09
MSCI Emg. Mkts 0.67
Standard Deviation 17.40%

Source: AltaVista Research, LLC

Top 10 Holdings

As of 3/29/17
Net Assets % Name Market Price ($) Shares Held Market Value ($)
2.36 WYNN RESORTS LTD 115.49 299 34,531.51
2.18 ALLIANCE DATA SYSTEMS COR 245.33 130 31,892.90
2.17 PENTAIR PLC 63.07 504 31,787.28
2.17 APPLE INC 144.12 220 31,706.40
2.15 DOW CHEMICAL CO/THE 64.42 488 31,436.96
2.14 DU PONT (E.I.) DE NEMOURS 81.87 383 31,356.21
2.14 BAXTER INTERNATIONAL INC 51.98 603 31,343.94
2.13 WILLIS TOWERS WATSON PLC 130.95 238 31,166.10
2.12 TWENTY-FIRST CENTURY FOX 31.51 984 31,005.84
2.11 CHIPOTLE MEXICAN GRILL IN 434.34 71 30,838.14
Holdings are subject to change.

Shares are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. Global X NAVs are calculated using prices as of 4:00 PM Eastern Time. The closing price is the Mid-Point between the Bid and Ask price as of the close of exchange. Indices are unmanaged and do not include the effect of fees, expenses or sales charges. One cannot invest directly in an index.

Since the Fund’s Shares typically do not trade in the secondary market until several days after the Fund’s inception, for the period from inception to the first day of secondary market trading in Shares, the NAV of the Fund is used to calculate market returns.

Carefully consider the fund’s investment objectives, risks, and charges and expenses. This and other information can be found in the fund’s full or summary prospectus. Please read the prospectus carefully before investing.

Global X Management Company LLC serves as an advisor to Global X Funds. The Funds are distributed by SEI Investments Distribution Co. (SIDCO), which is not affiliated with Global X Management Company LLC. Global X Funds are not sponsored, endorsed, issued, sold or promoted by Solactive AG, FTSE, Standard & Poors, NASDAQ, S-Network, Indxx, or MSCI nor do these companies make any representations regarding the advisability of investing in the Global X Funds. Neither SIDCO nor Global X is affiliated with Solactive AG, FTSE, Standard & Poors, NASDAQ, S-Network, Indxx, or MSCI.

Investing involves risk, including the possible loss of principal. The 13F filings used to select the securities in the Underlying Index are filed by each hedge fund approximately 45 days after the end of each calendar quarter. Therefore a given hedge fund may have already sold its position by the time of the 13F filing. The fund may invest in small capitalization companies, which have greater volatility and less financial resources than large-capitalization companies. Investments in the securities of foreign issuers (including investments in American Depositary Receipts (“ADRs”)) are subject to the risks associated with investing in those foreign markets, such as heightened risks of inflation or nationalization. In addition, securities of foreign issuers may lose value due to political, economic and geographic events affecting a foreign issuer or market. The fund invests in mid- and small capitalization companies, which have greater volatility and less financial resources than large-capitalization companies. The Fund is nondiversified.